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Kirk Spooner Wimberly

Northwestern Mutual Investment Services, LLC

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About Kirk Spooner Wimberly

Kirk Spooner Wimberly is a financial advisor with over 47 years of experience in the industry. Kirk is currently registered with Northwestern Mutual Investment Services, LLC, and has been with the firm since April 1, 1975. Kirk is also registered in 6 states: Florida, Georgia, North Carolina, South Carolina, Tennessee, and Texas. Kirk holds the Series 1, Series 6, Series 7, Series 63, Series 65, Series 22, and Series 6TO licenses. Kirk has experience working with individual clients. Prior to Northwestern Mutual Investment Services, LLC, Kirk worked at ROBERT W. BAIRD & CO. INCORPORATED from March 20, 1990 to May 10, 1995.

Firm Information

Kirk Wimberly is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kirk Wimberly’s Registration & Firm History

GA

04/01/1975 - Present

Northwestern Mutual Investment Services, LLC (Atlanta GA)

WI

03/20/1990 - 05/10/1995

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 04/14/2003

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/13/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/26/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kirk Spooner Wimberly.
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