Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk-patrick? Claim Your ProfileKirk-patrick Richards is a financial advisor with Morgan Stanley in Las Vegas, NV. Kirk-patrick has been working in the financial industry since January 2004. Kirk-patrick is registered with the Securities and Exchange Commission (SEC) as a Registered Investment Advisor (RIA) and with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative (RR). Kirk-patrick has held previous positions at Merrill Lynch, UBS Financial Services Inc., and AXA Advisors, LLC. Kirk-patrick is licensed to sell securities in 53 states and the District of Columbia. Kirk-patrick specializes in providing financial planning, investment management, and portfolio management services. Kirk-patrick is committed to providing personalized advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
01/05/2021 - Present
Morgan Stanley (Las Vegas NV)
FL
09/11/2013 - 12/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINTER PARK FL)
NV
09/19/2012 - 09/04/2013
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
FL
10/05/2009 - 09/11/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLANDO FL)
FL
03/09/2009 - 06/01/2009
AXA ADVISORS, LLC (ORLANDO FL)
FL
05/04/2006 - 03/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
OH
02/27/2006 - 04/11/2006
VALMARK SECURITIES, INC. (AKRON OH)
NY
12/17/2003 - 11/11/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
10/19/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 04/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kirk-patrick Richards is the right advisor for you? Invested Better is here to help.
