Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Marshall is a financial professional registered with Wells Fargo Securities, LLC. Kirk has been in the financial services industry since 2005 and holds the Series 7, Series 63 and Series 99TO licenses. Kirk previously worked at Wachovia Capital Markets, LLC and First Southwest Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/15/2024 - Present
Wells Fargo Securities, LLC (New York NY)
NC
04/21/2006 - 12/06/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
TX
03/30/2005 - 03/29/2006
FIRST SOUTHWEST COMPANY (DALLAS TX)
BC
Issued 04/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2024
Series 99TO - Operations Professional Examination
BC
Issued 04/24/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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