Unclaimed
Kirk Penland is a financial advisor who has been in the industry since June 9, 1999. Kirk is currently registered with Voya Financial Partners, LLC. Kirk is also registered with the following firms: VOYA FINANCIAL ADVISORS, INC., LION STREET FINANCIAL, LLC, NFP ADVISOR SERVICES, LLC, USF SECURITIES, L.P., and MULTI-FINANCIAL SECURITIES CORPORATION. Kirk is licensed in 53 states and holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/31/2019 - Present
Voya Financial Partners, LLC (WINDSOR CT)
CA
01/31/2019 - 03/09/2021
VOYA FINANCIAL ADVISORS, INC. (Livermore CA)
CA
08/08/2015 - 02/28/2019
LION STREET FINANCIAL, LLC (LIVERMORE CA)
CA
03/13/2009 - 08/12/2015
NFP ADVISOR SERVICES, LLC (PLEASANTON CA)
CA
02/12/2008 - 03/24/2009
USF SECURITIES, L.P. (PLEASANTON CA)
CA
06/10/1999 - 02/15/2008
MULTI-FINANCIAL SECURITIES CORPORATION (PLEASANTON CA)
BC
Issued 06/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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