Unclaimed
Kirk Jon Walske is a financial advisor with over 30 years of experience in the industry. Kirk is currently registered with Wells Fargo Securities, LLC and has been associated with the firm since May 2011. Kirk has previously worked with several other financial firms including Wells Fargo Institutional Securities, LLC, Nomura Securities International, Inc. and Banc of America Securities LLC. Kirk has a wide range of experience and expertise, including Series 7, Series 99TO and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/31/2011 - Present
Wells Fargo Securities, LLC (LOS ANGELES CA)
CA
06/01/2011 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (LOS ANGELES CA)
CA
06/04/2010 - 04/14/2011
NOMURA SECURITIES INTERNATIONAL, INC. (LOS ANGELES CA)
CA
04/13/2000 - 09/08/2008
BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)
NY
10/01/1998 - 07/13/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/01/1993 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
CA
09/09/1993 - 10/01/1993
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
05/31/1990 - 04/29/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/16/1988 - 04/20/1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
BC
Issued 08/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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