Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Cunningham is a financial advisor who has been in the industry since 2004. Kirk has a Series 3, Series 7, Series 66, and SIE license, and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2018. Prior to joining Merrill Lynch, Kirk worked at J.P. Morgan Securities LLC and Goldman, Sachs & Co. Kirk is a registered investment advisor in Illinois and Texas. Kirk Cunningham specializes in providing financial and investment advice to high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/23/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TAMPA FL)
IL
10/01/2008 - 04/10/2018
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
07/14/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
11/03/2004 - 06/20/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 04/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2004
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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