Unclaimed
Kirk Haworth is a financial advisor currently registered with Cetera Investment Advisers LLC in Amarillo, Texas. Kirk has been in the financial services industry since 1983. Kirk has held previous positions with VOYA FINANCIAL ADVISORS, INC., CARDINAL INVESTMENTS, INC., ADVANTAGE CAPITAL CORPORATION, MML INVESTORS SERVICES, INC., W. S. GRIFFITH & CO., INC., PHOENIX EQUITY PLANNING CORPORATION, PHILADELPHIA LIFE ASSET PLANNING COMPANY, TIERRA CAPITAL CORPORATION and SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION. Kirk is a Registered Representative with Cetera Advisor Networks LLC. Kirk holds the following licenses: Series 6, Series 22, Series 63 and SIE. Kirk is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (AMARILLO TX)
TX
07/27/1999 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (AMARILLO TX)
IL
03/01/1999 - 06/25/1999
CARDINAL INVESTMENTS, INC. (BELLEVILLE IL)
GA
04/28/1998 - 01/04/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
MA
02/06/1995 - 05/04/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
11/29/1993 - 11/15/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
04/06/1993 - 11/29/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
01/18/1989 - 12/31/1992
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
07/03/1986 - 12/31/1988
PHILADELPHIA LIFE ASSET PLANNING COMPANY
NA
08/12/1983 - 03/12/1987
TIERRA CAPITAL CORPORATION
NA
04/08/1982 - 07/03/1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
BC
Issued 5/1/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/6/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 1/2/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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