Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Fitzgerald Stauffer is a financial advisor based in Ft. Lauderdale, FL and has been working in the industry since 1993. Kirk is currently registered with Kovack Advisors, Inc. and is a Registered Representative of Kovack Securities, Inc. Kirk holds several licenses and certifications including Series 3, 7, 8, 9, 10, 31, 63, and 65, as well as the SIE exam. In addition to their current role, Kirk also has prior experience working at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Kirk provides financial planning and investment advisory services to individuals, high-net-worth individuals, corporations and other businesses, banking or thrift institutions, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/28/2012 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
CA
04/02/2007 - 04/14/2009
MORGAN STANLEY & CO. INCORPORATED (SACRAMENTO CA)
CA
09/17/1993 - 04/02/2007
MORGAN STANLEY DW INC. (SACRAMENTO CA)
IA
Issued 03/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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