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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Edward Pandolfo is a financial advisor with over 30 years of experience in the industry. Kirk is currently registered with Wells Fargo Clearing Services, LLC and has been with Wells Fargo Advisors since 2013. Kirk has been registered as an Investment Advisor Representative in Texas since 2017. Prior to joining Wells Fargo Clearing Services, LLC, Kirk worked for Morgan Stanley, Citigroup Global Markets Inc. and Lehman Brothers Inc. Kirk has held several designations and has a variety of licenses, including Series 3, 7, 9, 10, 63, and 65. Kirk has also held several leadership roles within the investment industry. Kirk specializes in investment consulting, financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
06/23/2017 - Present
Wells Fargo Clearing Services, LLC (BISMARCK ND)
ND
06/01/2009 - 02/27/2013
MORGAN STANLEY (BISMARK ND)
ND
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BISMARK ND)
NY
09/20/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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