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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Dwayne Ritchie is an active investment advisor representative with LPL Financial LLC. Kirk has been in the financial services industry since January 1992. Kirk holds Series 63, 65, 7, 24 and SIE licenses and is registered to provide financial advice in 22 states. Kirk's experience includes providing financial planning and portfolio management for individuals and businesses. Kirk is also registered as an Investment Advisor Representative in Michigan and Texas. Kirk provides tax preparation services as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
07/24/2018 - Present
LPL Financial LLC (ST. CLAIR SHORES MI)
TX
10/22/1993 - 06/15/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
MI
02/25/1993 - 11/22/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
TX
07/20/1992 - 02/12/1993
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
MN
02/25/1991 - 08/26/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/25/1991 - 08/26/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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