Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk David Ruddy is a financial professional with over 20 years of experience in the industry. Kirk is currently registered with Oppenheimer & Co. Inc. and is licensed to offer securities in all 50 states. Kirk has previously worked with several other firms, including Blaylock Van, LLC, SC Lowy Financial (US) LLC, APS Financial Corporation, Tejas Securities Group, Inc., SMH Capital Inc., Stone & Youngberg LLC, Equavant(BD) Inc., Bear, Stearns & Co. Inc., and Comerica Securities. Kirk holds several professional licenses including Series 7, Series 52, and Series 63. Kirk's experience and qualifications make him a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
04/01/2024 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
NY
03/27/2023 - 04/02/2024
BLAYLOCK VAN, LLC (NEW YORK NY)
NY
08/25/2021 - 02/10/2023
SC LOWY FINANCIAL (US) LLC (NEW YORK CITY NY)
NY
10/01/2014 - 08/19/2021
BLAYLOCK VAN, LLC (NEW YORK NY)
TX
04/02/2008 - 08/25/2010
APS FINANCIAL CORPORATION (AUSTIN TX)
TX
05/24/2007 - 01/14/2008
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
CA
06/14/2006 - 05/11/2007
SMH CAPITAL INC. (SAN FRANCISCO CA)
CA
05/25/2001 - 04/27/2006
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NY
04/26/2000 - 01/24/2001
EQUAVANT(BD) INC. (NEW YORK NY)
NY
03/13/1998 - 12/16/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MI
12/21/1993 - 01/01/1996
COMERICA SECURITIES (DETROIT MI)
BC
Issued 11/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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