Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk David Maraglia is an investment advisor representative at LPL Financial LLC. Kirk has been in the financial services industry since 2002. Kirk has a Series 7, Series 63, Series 66 and SIE. Kirk's previous roles include HSBC Securities (USA) INC., CITIGROUP GLOBAL MARKETS INC., TD WATERHOUSE INVESTOR SERVICES, INC. and Chase Investment Services Corp.. Kirk is registered to offer investment advisory services in California, Connecticut, Florida, Massachusetts, New Jersey, New York and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/24/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
02/13/2014 - 08/27/2021
HSBC SECURITIES (USA) INC. (New York NY)
NY
04/27/2012 - 01/16/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/01/2005 - 04/02/2012
HSBC SECURITIES (USA) INC. (WAPPINGERS FALLS NY)
NY
09/24/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IL
10/06/2003 - 09/21/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NE
08/21/2002 - 04/04/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
06/18/2001 - 08/26/2002
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
BOTH
Issued 05/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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