Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk David List is a financial advisor with over 20 years of experience in the industry. Kirk has been registered with Stifel, Nicolaus & Company, Inc. since 2009 and previously worked with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Kirk holds several licenses including Series 63, Series 65, Series 7, Series 9 and Series 10. Kirk specializes in providing financial planning, pension consulting and portfolio management services to individuals, businesses, and pooled investment vehicles. Kirk's office is located in Sarasota, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/07/2015 - Present
Stifel, Nicolaus & Company, Inc. (SARASOTA FL)
PA
01/01/2008 - 10/02/2009
WELLS FARGO ADVISORS, LLC (BEAVER PA)
PA
07/28/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEAVER PA)
IA
Issued 03/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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