Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Daress Brooks is a registered investment advisor representative with Raymond James Financial Services Advisors, Inc. Kirk has been in the financial services industry since 2015. Kirk holds the Series 66, Series 7, and SIE licenses. Kirk previously worked at SunTrust Investment Services, Inc. and Morgan Stanley. Kirk provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and hourly & fixed rate consultations. Kirk's main office is located in Rockville, MD. Kirk is also associated with Lee, Sipe and Associates and Serving Those Who Serve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
06/26/2018 - Present
Raymond James Financial Services Advisors, Inc. (ROCKVILLE MD)
DC
04/17/2017 - 02/28/2018
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
DE
08/04/2015 - 04/04/2017
MORGAN STANLEY (WILMINGTON DE)
BOTH
Issued 08/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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