Unclaimed
Kirk Christopher Rogers has been in the financial services industry since October 11, 2002. Kirk is currently registered with Cambridge Investment Research, Inc. Kirk is also registered in seven states including Florida, Maryland, Nevada, North Carolina, Pennsylvania, Texas and Virginia. Kirk previously held positions with National Planning Corporation, AIG Financial Advisors, Inc. and SunAmerica Securities, Inc.. Kirk holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
10/30/2017 - Present
Cambridge Investment Research, Inc. (Glen Burnie MD)
MD
11/04/2005 - 11/03/2017
NATIONAL PLANNING CORPORATION (GLEN BURNIE MD)
MD
10/31/2005 - 11/07/2005
AIG FINANCIAL ADVISORS, INC. (GLEN BURNIE MD)
AZ
10/11/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 10/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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