Unclaimed
Kirk Bradford Stiewel is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Kirk has been in the financial services industry since February 19, 2012, and holds several licenses, including the Series 6, 7, 63, and 65. Kirk is also registered to provide investment advice in several states. Kirk's firm, Northwestern Mutual Investment Services, LLC, provides financial advice to individuals and businesses. The firm may earn commissions from insurance companies for sales of non-variable life, health, annuity and/or disability income insurance products. Kirk has a branch office located in Carlsbad, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/09/2015 - Present
Northwestern Mutual Investment Services, LLC (CARLSBAD CA)
IA
Issued 12/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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