Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Staine is a Registered Representative with Pershing LLC. Kirk has been in the securities industry for over 20 years. Kirk has a broad range of experience in the financial services industry, including experience with Barclays Capital Inc., Morgan Stanley & Co. LLC, Instinet.Com Corporation, Instinet Corporation, Salomon Smith Barney Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kirk holds FINRA Series 4, 7, 24, 52, 63, 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/21/2022 - Present
Pershing LLC (JERSEY CITY NJ)
NY
07/08/2013 - 03/03/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/30/2002 - 10/10/2012
MORGAN STANLEY & CO. LLC (BROOKLYN NY)
NY
06/22/2000 - 02/12/2001
INSTINET.COM CORPORATION (NEW YORK NY)
NY
02/09/2000 - 07/31/2000
INSTINET CORPORATION (NEW YORK NY)
NY
10/15/1998 - 01/10/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/10/1998 - 08/21/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2024
Series 4 - Registered Options Principal Examination
BC
Issued 02/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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