Unclaimed
Kirk Alan Ashy is a registered representative with Pensionmark Securities, LLC. Kirk Alan Ashy has been working in the financial services industry since June 5, 2005. Kirk Alan Ashy holds the Series 6, Series 63, and SIE licenses. Kirk Alan Ashy is registered with the state of Texas. Kirk Alan Ashy was previously registered with CAPFINANCIAL SECURITIES, LLC., VOYA FINANCIAL ADVISORS, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., USI SECURITIES, INC., and ONE ORCHARD EQUITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/01/2017 - Present
Pensionmark Securities, LLC (Austin TX)
TX
11/18/2016 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Austin TX)
TX
05/18/2010 - 11/21/2016
VOYA FINANCIAL ADVISORS, INC. (AUSTIN TX)
TX
11/03/2008 - 05/21/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (AUSTIN TX)
TX
10/24/2005 - 11/14/2006
USI SECURITIES, INC. (AUSTIN TX)
CO
10/01/1998 - 02/05/2001
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 12/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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