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Kirk Alan Ashy

Pensionmark Securities, LLC

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About Kirk Alan Ashy

Kirk Alan Ashy is a registered representative with Pensionmark Securities, LLC. Kirk Alan Ashy has been working in the financial services industry since June 5, 2005. Kirk Alan Ashy holds the Series 6, Series 63, and SIE licenses. Kirk Alan Ashy is registered with the state of Texas. Kirk Alan Ashy was previously registered with CAPFINANCIAL SECURITIES, LLC., VOYA FINANCIAL ADVISORS, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., USI SECURITIES, INC., and ONE ORCHARD EQUITIES, INC..

Firm Information

Kirk Ashy is currently registered with Pensionmark Securities, LLC. Pensionmark Securities, LLC is a Limited Liability Company formed on April 22, 2016. The firm is registered with the SEC and in 46 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kirk Ashy’s Registration & Firm History

TX

09/01/2017 - Present

Pensionmark Securities, LLC (Austin TX)

TX

11/18/2016 - 09/01/2017

CAPFINANCIAL SECURITIES, LLC. (Austin TX)

TX

05/18/2010 - 11/21/2016

VOYA FINANCIAL ADVISORS, INC. (AUSTIN TX)

TX

11/03/2008 - 05/21/2010

CAMBRIDGE INVESTMENT RESEARCH, INC. (AUSTIN TX)

TX

10/24/2005 - 11/14/2006

USI SECURITIES, INC. (AUSTIN TX)

CO

10/01/1998 - 02/05/2001

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 12/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kirk Alan Ashy.
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