Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Lax is a financial professional with over 20 years of experience in the industry. Kirk is a registered representative of Cetera Investment Advisers LLC and provides financial advice to individuals, families, and businesses. Previously, Kirk was with Securian Financial Services, Inc., PRUCO SECURITIES, LLC., NYLIFE SECURITIES LLC, NEW ENGLAND SECURITIES and PRUCO SECURITIES CORPORATION. Kirk holds Series 6, 7, 63, and 65 licenses, and the SIE exam. Kirk is committed to providing his clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
10/05/2023 - Present
Cetera Investment Advisers LLC (MT PLEASANT SC)
SC
05/09/2016 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Mt Pleasant SC)
SC
10/01/2014 - 04/05/2016
PRUCO SECURITIES, LLC. (MT. PLEASANT SC)
SC
05/05/2014 - 10/06/2014
NYLIFE SECURITIES LLC (CHARLESTON SC)
SC
10/03/2002 - 10/06/2008
NEW ENGLAND SECURITIES (SUMMERVILLE SC)
NJ
01/22/1999 - 10/04/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
OH
02/03/1997 - 01/04/1999
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IA
Issued 10/5/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/5/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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