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Kirby Wen Chien

Kovack Advisors, Inc.

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About Kirby Wen Chien

Kirby Chien is a registered Investment Advisor Representative with Kovack Advisors, Inc. Kirby has been in the industry since 2013 and has experience with Principal Securities, Inc. and Edward Jones. Kirby's experience covers both Broker-Dealer and Investment Advisor activities. Kovack Advisors, Inc. is headquartered in Fort Lauderdale, Florida. The firm manages over 4 billion dollars in assets. They specialize in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Kirby Chien is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kirby Chien’s Registration & Firm History

OR

01/26/2022 - Present

Kovack Advisors, Inc. (Lake Oswego OR)

OR

04/24/2017 - 10/29/2021

EDWARD JONES (CANBY OR)

OR

10/14/2014 - 12/31/2016

PRINCIPAL SECURITIES, INC. (LAKE OSWEGO OR)

OR

09/25/2013 - 10/14/2014

AXA ADVISORS, LLC (PORTLAND OR)

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Licenses & Designations

IA

Issued 05/08/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Kirby Wen Chien. Review regulatory record here.
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