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Kirby John Noel

Nexpoint Securities, Inc.

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About Kirby John Noel

Kirby Noel is a financial professional with over 25 years of experience in the industry. Kirby is currently registered with Nexpoint Securities, Inc. and is licensed in all 50 states. Kirby has held previous positions at Cantor Fitzgerald & Co., Realty Capital Securities, LLC, AXA Distributors, LLC, Lincoln Financial Distributors, Inc., AIG SunAmerica Capital Services, Inc., Manulife Wood Logan, Inc., and Wood Logan Distributors, Inc. Kirby holds Series 6, 7, 24, 26, 63, 79TO and SIE licenses.

Firm Information

Kirby Noel is currently registered with Nexpoint Securities, Inc.. Nexpoint Securities, Inc. is a Corporation that was formed on June 14, 2012. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kirby Noel’s Registration & Firm History

TX

07/10/2019 - Present

Nexpoint Securities, Inc. (DALLAS TX)

NY

01/14/2016 - 01/11/2019

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

01/06/2010 - 12/09/2015

REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)

NC

06/12/2006 - 12/07/2009

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

PA

02/04/2004 - 06/22/2006

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

NJ

09/07/2000 - 01/21/2004

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CT

09/13/1996 - 08/11/2000

MANULIFE WOOD LOGAN, INC. (STAMFORD CT)

CT

10/18/1995 - 09/18/1996

WOOD LOGAN DISTRIBUTORS, INC. (OLD GREENWICH CT)

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Licenses & Designations

BC

Issued 04/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/10/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/17/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kirby John Noel.
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