Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kiran? Claim Your ProfileKiran Prasad is a financial advisor at Stephens. Kiran has over 16 years of experience in the financial services industry and holds Series 7, Series 63, SIE and Series 79TO licenses. Kiran has worked at several firms including Jefferies LLC, Sagent Advisors Inc., Barclays Capital Inc., and Lehman Brothers Inc. Kiran is registered in Arkansas. Stephens is a financial services firm with a main office in Little Rock, Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
01/09/2017 - Present
Stephens (LITTLE ROCK AR)
NY
08/03/2010 - 08/12/2016
JEFFERIES LLC (NEW YORK NY)
NY
03/26/2009 - 08/04/2010
SAGENT ADVISORS INC. (NEW YORK NY)
NY
09/22/2008 - 03/20/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/14/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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