Unclaimed
Kiran Kumar Bora is a financial professional with over 20 years of experience in the industry. Kiran currently works at Farmers Financial Solutions, LLC. Kiran is registered to provide investment advice in New York. Kiran has passed multiple industry exams including Series 6, 26, 63 and 65. Prior to Farmers Financial Solutions, LLC, Kiran worked at Allstate Financial Services, LLC, Gradient Securities, LLC, Equity Services, Inc., Princor Financial Services Corporation, NYLIFE Securities Inc, American Capital Financial Services, Inc. and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/28/2017 - Present
Farmers Financial Solutions, LLC (SARATOGA SPRINGS NY)
NY
08/28/2012 - 02/22/2016
ALLSTATE FINANCIAL SERVICES, LLC (QUEENSBURY NY)
NY
10/27/2009 - 08/13/2012
GRADIENT SECURITIES, LLC (GLENS FALLS NY)
NY
02/05/2007 - 10/28/2009
EQUITY SERVICES, INC. (GLENSFALLS NY)
NY
08/03/2006 - 12/31/2006
PRINCOR FINANCIAL SERVICES CORPORATION (GLENS FALLS NY)
NY
10/16/2003 - 12/20/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
10/03/1985 - 06/12/1987
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
04/01/1982 - 10/09/1985
FIRST INVESTORS CORPORATION
IA
Issued 12/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/1984
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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