Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kipton? Claim Your ProfileKipton Cariaga is a financial professional with a strong background in the investment industry. Kipton has held various positions at leading firms, including J.P. Morgan Securities LLC, Muriel Siebert & Co., LLC, and Chase Investment Services Corp. Kipton currently works at Snowball Capital LLC as a registered representative, bringing over a decade of experience to their role. Kipton is licensed to provide investment advice in California, Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/28/2024 - Present
Snowball Capital LLC (MIAMI FL)
NY
03/29/2023 - 02/23/2024
MURIEL SIEBERT & CO., LLC (NEW YORK NY)
CA
10/01/2012 - 07/18/2014
J.P. MORGAN SECURITIES LLC (HIGHLAND CA)
CA
06/28/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HIGHLAND CA)
BC
Issued 12/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/07/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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