Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kipp? Claim Your ProfileKipp Gordon Small is a financial advisor with Captrust. He is based in Tampa, Florida and has been working in the financial industry since 1994. Kipp is registered with FINRA and has passed the Series 7, Series 63, and Series 65 exams. He is also a Registered Investment Advisor. Kipp has previously worked with Wells Fargo Advisors Financial Network, LLC, MMC Securities Corp., NFP Securities, Inc., MML Investors Services, Inc., Princor Financial Services Corporation, and PPI Employee Benefits Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
01/02/2025 - Present
Captrust (Tampa FL)
FL
09/09/2016 - 06/14/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TAMPA FL)
FL
09/21/2011 - 04/17/2015
MMC SECURITIES CORP. (SUNRISE FL)
CT
06/06/2006 - 06/23/2011
NFP SECURITIES, INC. (FARMINGTON CT)
CT
11/06/2003 - 06/09/2006
MML INVESTORS SERVICES, INC. (FARMINGTON CT)
IA
12/19/2002 - 08/04/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CT
08/21/1992 - 12/17/2002
PPI EMPLOYEE BENEFITS CORPORATION (MIDDLETOWN CT)
IA
Issued 06/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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