Unclaimed
Kip Flagler Hoag is a registered representative and investment advisor representative with Pruco Securities, LLC. Kip has been working in the financial industry since 2004 and has experience with a variety of financial products and services. Kip holds both Series 7 and Series 66 licenses and has previously been registered with several other firms, including Allstate Financial Services, LLC, MML Investors Services, LLC, and Ameriprise Financial Services, Inc. Kip has been registered with Pruco Securities, LLC since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
NY
09/06/2021 - Present
Pruco Securities, LLC (Syracuse NY)
NY
05/05/2017 - 10/22/2019
ALLSTATE FINANCIAL SERVICES, LLC (Rome NY)
NY
09/24/2013 - 04/06/2017
PRUCO SECURITIES, LLC. (Liverpool NY)
NY
07/24/2009 - 10/01/2013
MML INVESTORS SERVICES, LLC (SYRACUSE NY)
NY
03/17/2006 - 06/03/2009
CHASE INVESTMENT SERVICES CORP. (ONEIDA NY)
MN
10/07/2004 - 03/21/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/07/2004 - 03/21/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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