Unclaimed
Kinga Gawron is a financial advisor with MM Ascend Life Investor Services, LLC, a firm with a strong track record of providing investment advice and guidance. Kinga's expertise lies in helping individuals and families achieve their financial goals. She has a solid understanding of the financial markets and a deep commitment to providing her clients with personalized attention and tailored solutions. Her passion for guiding her clients to reach their financial aspirations is evident in her dedication to understanding each client's unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
05/20/2019 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
NJ
06/01/2018 - 05/02/2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
08/14/2006 - 06/08/2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
08/16/2005 - 08/03/2006
METLIFE INVESTORS DISTRIBUTION COMPANY (HARTFORD CT)
NJ
12/06/2004 - 03/04/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
05/17/2004 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
BC
Issued 06/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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