Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you King? Claim Your ProfileKing Sutton Cavalier is a financial advisor with over 13 years of experience in the industry. King is currently registered with Raymond James Financial Services Advisors, Inc., where King is a Registered Representative and Investment Advisor Representative. King previously worked at WELLS FARGO CLEARING SERVICES, LLC and RBC CAPITAL MARKETS, LLC. King is a licensed Series 7 and Series 66 representative and holds the Securities Industry Essentials (SIE) exam. King specializes in retirement planning, financial planning, portfolio management for businesses, and portfolio management for individuals. King's clients are primarily high net worth individuals, individuals other than high net worth, corporations or other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
05/04/2018 - Present
Raymond James Financial Services Advisors, Inc. (Greenwood Village CO)
CO
12/12/2013 - 04/19/2018
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
CO
03/11/2011 - 12/23/2013
RBC CAPITAL MARKETS, LLC (DENVER CO)
BOTH
Issued 04/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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