Unclaimed
King Chan is a financial professional with experience in the industry since 2023. King is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC. King is Series 99TO and SIE licensed. Previously, King worked at MILLER BUCKFIRE & CO., LLC. King has a strong commitment to providing clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/22/2023 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
NY
05/22/2023 - 08/01/2023
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
BC
Issued 05/22/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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