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King Chan

Keefe, Bruyette & Woods, Inc.

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About King Chan

King Chan is a financial professional with experience in the industry since 2023. King is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC. King is Series 99TO and SIE licensed. Previously, King worked at MILLER BUCKFIRE & CO., LLC. King has a strong commitment to providing clients with personalized financial guidance and helping them achieve their financial goals.

Firm Information

King Chan is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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King Chan’s Registration & Firm History

NY

05/22/2023 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

NY

05/22/2023 - 08/01/2023

MILLER BUCKFIRE & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/22/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for King Chan.
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