Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kin? Claim Your ProfileKin Wing Lau is a financial advisor registered with Morgan Stanley. Kin has been in the industry for over 20 years, having worked at Merrill Lynch, Salomon Smith Barney, and now Morgan Stanley. Kin is licensed in multiple states and has extensive experience in providing financial advice to individuals, families, and businesses. Kin has special expertise in the areas of portfolio management, asset allocation, and financial planning. He is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 3, Series 63, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/30/2021 - Present
Morgan Stanley (Menlo Park CA)
NY
06/11/1999 - 10/18/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/01/1993 - 06/04/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/28/1989 - 04/20/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1989
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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