Unclaimed
Kin W. Wong is a registered representative with Smbc Nikko Securities America, Inc. Kin has been in the industry since January 8, 2017. Kin is registered in 51 states. Kin holds the Series 63, Series 52 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/09/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2017
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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