Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kin pan? Claim Your ProfileKin pan Tung is an experienced financial professional with over 18 years of experience in the industry. Kin pan Tung is currently a registered representative with Morgan Stanley. Kin pan Tung has previously worked at HSBC Securities (USA) Inc., Morgan Stanley, J.P. Morgan Securities LLC, Chase Investment Services Corp., HSBC Securities (USA) Inc., AXA Advisors, LLC and HSBC Brokerage (USA) Inc.. Kin pan Tung holds several licenses, including Series 63, Series 65, Series 7, Series 11 and SIE. Kin pan Tung is registered in several states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Mississippi, Nebraska, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Virginia and Washington. Kin pan Tung specializes in investment clubs, insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
08/07/2023 - Present
Morgan Stanley (New York NY)
NY
03/25/2015 - 10/31/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
11/08/2013 - 03/23/2015
MORGAN STANLEY (NEW YORK NY)
NY
10/01/2012 - 11/14/2013
J.P. MORGAN SECURITIES LLC (FLUSHING NY)
NY
02/09/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FLUSHING NY)
NY
03/01/2006 - 02/10/2012
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
11/15/2005 - 02/22/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/01/2005 - 09/13/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/06/2005 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IA
Issued 08/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2004
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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