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Kin kwok Pang

National Financial Services LLC

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About Kin kwok Pang

Kin kwok Pang is a Registered Representative with National Financial Services LLC. Kin kwok has been in the securities industry since 2001. Kin kwok has a Series 63, Series 99TO, SIE, and Series 7 license. Kin kwok's previous employment includes roles at DEUTSCHE BANK SECURITIES INC., NATIONAL AUSTRALIA CAPITAL MARKETS, LLC, CANTOR FITZGERALD SECURITIES, CITIGROUP GLOBAL MARKETS INC., REFCO SECURITIES, LLC, NEBRASKA HUDSON COMPANY, INC., and WATERHOUSE SECURITIES, INC.

Firm Information

Kin kwok Pang is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kin kwok Pang’s Registration & Firm History

NJ

03/06/2012 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

09/25/2006 - 09/16/2010

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/20/2006 - 09/20/2006

NATIONAL AUSTRALIA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/28/2004 - 07/07/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

12/05/2003 - 05/21/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/30/2001 - 03/26/2003

REFCO SECURITIES, LLC (NEW YORK NY)

NE

09/22/1999 - 05/15/2001

NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)

NE

08/26/1998 - 07/27/1999

WATERHOUSE SECURITIES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 09/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kin kwok Pang.
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