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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kin fung? Claim Your ProfileKin fung Chan is a financial advisor at Morgan Stanley. Kin fung Chan has been working in the financial services industry since 2008 and has been with Morgan Stanley since 2021. Kin fung Chan is registered with the Securities and Exchange Commission (SEC) and holds Series 7, Series 66, and SIE licenses. Kin fung Chan has been registered with the Financial Industry Regulatory Authority (FINRA) since 2021. Kin fung Chan is also a licensed investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/10/2021 - Present
Morgan Stanley (Pasadena CA)
CA
12/07/2010 - 05/17/2012
UBS FINANCIAL SERVICES INC. (PASADENA CA)
CA
09/24/2008 - 03/19/2010
UBS FINANCIAL SERVICES INC. (PASADENA CA)
BOTH
Issued 04/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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