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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimu? Claim Your ProfileKimu C Kim is a financial advisor who has been in the industry since 2019. Kimu is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pennsylvania and Texas. Kimu has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Kimu is also a Registered Principal and holds the Series 7TO, Series 9 and Series 66 licenses. Kimu is able to offer a variety of financial services, including investment advice, financial planning, and portfolio management. Kimu is committed to providing their clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/04/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
MI
05/28/2020 - 02/14/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
BOTH
Issued 4/2/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 8/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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