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Kimson Huu Cao

SB Advisory, LLC

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About Kimson Huu Cao

Kimson Cao is a financial advisor in Atlanta, Georgia. Kimson has been in the financial industry since 2004. Kimson holds the Series 63, Series 7, and SIE licenses and is also a Certified Financial Planner. Kimson is currently registered with SB Advisory, LLC in Texas. Previously, Kimson was registered with Edward Jones, J.W. COLE FINANCIAL, INC., and LINSCO/PRIVATE LEDGER CORP.. Kimson has experience working with high-net-worth individuals and individuals other than high-net-worth. SB Advisory, LLC is a Registered Investment Advisor that provides financial planning, portfolio management for individuals, and selection of other advisors. SB Advisory, LLC's main office is located in Atlanta, Georgia.

Firm Information

Kimson Cao is currently registered with SB Advisory, LLC. SB Advisory, LLC is an investment advisory firm based in Atlanta, Georgia. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. SB Advisory, LLC is registered with the SEC and has a total of 1045 client accounts with regulatory assets under management of $285,851,527.
SB Advisory, LLC

3424 PEACHTREE ROAD NE

ATLANTA, GA 30326-1184

$285.85M

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kimson Cao’s Registration & Firm History

GA

10/21/2024 - Present

SB Advisory, LLC (ATLANTA GA)

TX

11/01/2010 - 08/22/2024

EDWARD JONES (HOUSTON TX)

TX

07/19/2005 - 12/01/2010

J.W. COLE FINANCIAL, INC. (HOUSTON TX)

SC

05/12/2004 - 07/12/2005

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

BC

Issued 06/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kimson Huu Cao. Review regulatory record here.
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