Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimiko? Claim Your ProfileKimiko Inoue is a financial advisor with Raymond James Financial Services Advisors, Inc., with more than 20 years of experience in the financial services industry. Kimiko is a Certified Financial Planner and holds Series 7, 9, 24, 31, 63, 65, and 66 licenses, along with the SIE designation. Kimiko has previously worked with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Kimiko specializes in providing financial planning, portfolio management, and other services to high net worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NV
08/28/2018 - Present
Raymond James Financial Services Advisors, Inc. (Las Vegas NV)
CA
05/31/2013 - 01/22/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LONG BEACH CA)
CA
06/01/2009 - 06/26/2013
MORGAN STANLEY (LOS ANGELES CA)
FL
03/25/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DAVIE FL)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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