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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberlyann? Claim Your ProfileKimberlyann Higgins is a registered investment advisor with UBS Financial Services Inc., where has been employed since February 2014. Kimberlyann Higgins is a Series 66, Series 7, Series 24, Series 3, Series 9, Series 10, Series 99TO and SIE licensed professional. Kimberlyann Higgins's professional experience also includes previous roles with WELLS FARGO ADVISORS, LLC, SUNTRUST INVESTMENT SERVICES, INC., and AMERIPRISE FINANCIAL SERVICES, INC.. Kimberlyann Higgins holds registrations in 53 states and the District of Columbia. Kimberlyann Higgins specializes in a range of financial products and services, including retirement planning, investment management, insurance, and annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/11/2014 - Present
UBS Financial Services Inc. (Weehawken NJ)
NJ
06/05/2009 - 02/07/2014
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
MD
01/02/2008 - 06/12/2009
SUNTRUST INVESTMENT SERVICES, INC. (COCKEYSVILLE MD)
MD
06/15/2006 - 04/13/2007
AMERIPRISE FINANCIAL SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 05/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 05/10/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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