Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Hicks is a financial advisor with Raymond James Financial Services Advisors, Inc. Kimberly has been in the financial services industry since July 15, 2000. Kimberly is registered with the state of Virginia and is Series 7, 9, 10, 63, and 66 licensed. Kimberly's previous experience includes positions at Purshe Kaplan Sterling Investments, Lincoln Financial Advisors Corporation, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities Financial Network, LLC, Wachovia Securities, LLC, and Davenport & Company LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
08/28/2023 - Present
Raymond James Financial Services Advisors, Inc. (Glen Allen VA)
VA
01/20/2017 - 03/28/2023
PURSHE KAPLAN STERLING INVESTMENTS (Richmond VA)
VA
04/03/2014 - 01/24/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (RICHMOND VA)
VA
09/25/2012 - 04/02/2014
MORGAN STANLEY (RICHMOND VA)
VA
03/31/2010 - 04/16/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
VA
09/09/2004 - 03/11/2009
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (RICHMOND VA)
MO
12/12/2000 - 09/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
VA
04/09/1998 - 07/10/2000
DAVENPORT & COMPANY LLC (RICHMOND VA)
BOTH
Issued 10/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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