Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Whitten Griswold is a financial advisor with Stifel, Nicolaus & Company, Inc. Kimberly has been in the industry since January 18, 2009. Kimberly is licensed to provide investment advice in Connecticut and Texas. Kimberly has held previous positions at UBS Financial Services Inc., Citigroup Global Markets Inc., CUE, Washington Square Securities, Inc. and Nathan & Lewis Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (ENFIELD CT)
MA
10/30/2007 - 04/15/2011
UBS FINANCIAL SERVICES INC. (SPRINGFIELD MA)
AZ
03/23/2004 - 06/09/2006
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
AZ
04/14/2003 - 02/13/2004
CUE (PHOENIX AZ)
CT
08/21/1998 - 04/21/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
12/09/1997 - 08/05/1998
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CT
12/03/1996 - 12/09/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 02/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/14/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kimberly Griswold is the right advisor for you? Invested Better is here to help.
