Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Goodman has been a registered representative for over 20 years. Kimberly is currently associated with Wells Fargo Clearing Services, LLC and is licensed to provide securities and advisory services in the states of Connecticut, Delaware, New Jersey and Pennsylvania. Kimberly has been affiliated with Wells Fargo Clearing Services, LLC since 2016. Kimberly has previously been associated with TD PRIVATE CLIENT WEALTH LLC, MBSC SECURITIES CORPORATION, MBSC, LLC, WACHOVIA SECURITIES, LLC and FIRST UNION BROKERAGE SERVICES, INC. Kimberly holds the Series 6, 7, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/05/2016 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
NJ
03/10/2014 - 04/12/2016
TD PRIVATE CLIENT WEALTH LLC (Haddon Township NJ)
PA
07/02/2007 - 10/08/2009
MBSC SECURITIES CORPORATION (PHILADELPHIA PA)
PA
09/01/2004 - 07/02/2007
MBSC, LLC (PHILADELPHIA PA)
MO
10/01/2000 - 05/27/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/29/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 08/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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