Unclaimed
Kimberly Johnson is a financial professional with over 20 years of experience in the industry. Kimberly is currently registered with Principal Securities, Inc. and has experience with various financial services. Kimberly specializes in providing financial planning, pension consulting, and educational seminars to individuals and businesses. Kimberly's dedication to providing exceptional service to clients has earned her a reputation as a trusted financial advisor. Kimberly's experience with multiple firms, including Hornor, Townsend & Kent, LLC and OneAmerica Securities, Inc., has provided Kimberly with a broad understanding of the financial services landscape.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
KY
07/22/2024 - Present
Principal Securities, Inc. (LEXINGTON KY)
KY
09/27/2019 - 07/24/2024
HORNOR, TOWNSEND & KENT, LLC (LEXINGTON KY)
KY
08/05/2015 - 09/10/2019
ONEAMERICA SECURITIES, INC. (Lexington KY)
OH
08/25/2014 - 07/16/2015
PARK AVENUE SECURITIES LLC (COLUMBUS OH)
KY
09/16/2002 - 08/15/2014
NYLIFE SECURITIES LLC (LEXINGTON KY)
NJ
04/14/2000 - 09/06/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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