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Kimberly Thomas

Nylife Securities LLC

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About Kimberly Thomas

Kimberly Thomas is a registered representative with Nylife Securities LLC and holds the Series 6TO, Series 26 and SIE licenses. Kimberly has been in the industry for 2 years. Kimberly was previously registered with NYLIFE DISTRIBUTORS LLC.

Firm Information

Kimberly Thomas is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Thomas’s Registration & Firm History

NY

02/08/2022 - Present

Nylife Securities LLC (NEW YORK NY)

NJ

08/01/2020 - 02/08/2022

NYLIFE DISTRIBUTORS LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 02/15/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/01/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Thomas.
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