Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Lecompte is a financial advisor registered with LPL Financial LLC in both South Carolina and Texas. Kimberly has been a financial advisor for over 20 years, and has worked with various financial institutions including Truist Investment Services, Inc. and MetLife Securities Inc. Kimberly offers a variety of financial services including financial planning, portfolio management, and educational seminars. Kimberly is a dedicated advisor who is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/11/2023 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/10/2021 - 08/23/2021
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
SC
02/26/2015 - 05/27/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
07/01/2014 - 02/26/2015
METLIFE SECURITIES INC. (CHARLOTTE NC)
NC
01/14/2013 - 05/29/2014
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
09/18/2012 - 02/04/2013
TRADEKING (CHARLOTTE NC)
CA
09/18/2012 - 12/20/2012
ZECCO TRADING, INC. (GLENDALE CA)
NC
10/23/2009 - 07/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
TX
10/24/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. WORTH TX)
IL
07/06/2005 - 09/16/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
12/12/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
01/10/2002 - 12/02/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
RI
06/27/2001 - 09/10/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 11/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2016
Series 4 - Registered Options Principal Examination
BC
Issued 05/02/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/13/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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