Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Surratt Piercey is a Registered Representative and Investment Advisor Representative at Wells Fargo Clearing Services, LLC. Kimberly has been in the securities industry since 2007 and has a strong track record of providing investment advice to individuals, businesses, and institutions. Kimberly holds the Series 7, 9, 10, 66, and SIE licenses and has experience in a variety of investment areas, including stocks, bonds, mutual funds, and options. Kimberly is also a Notary Public and has a passion for helping clients achieve their financial goals. Kimberly is committed to providing clients with personalized service and a comprehensive understanding of their investment options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/08/2024 - Present
Wells Fargo Clearing Services, LLC (ZEPHYRHILLS FL)
FL
01/01/2008 - 07/29/2010
WELLS FARGO ADVISORS, LLC (ZEPHYRHILLS FL)
FL
12/20/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ZEPHYRHILLS FL)
BOTH
Issued 07/12/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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