Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Sue Rosati is a financial advisor with Fidelity Personal and Workplace Advisors. Kimberly has been in the financial services industry since January 24, 1997. Kimberly has Series 63, 66, 7, 9, and 10 licenses and holds a SIE designation. Kimberly has a strong track record of providing financial advice to individuals, families, and businesses. Kimberly is committed to helping clients achieve their financial goals. Kimberly is registered with the state of California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/13/2020 - Present
Fidelity Personal AND Workplace Advisors (DANVILLE CA)
CA
12/11/2013 - 01/21/2020
FIDELITY BROKERAGE SERVICES LLC (WALNUT CREEK CA)
BOTH
Issued 02/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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