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Kimberly Sue Mueller

Nylife Securities LLC

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About Kimberly Sue Mueller

Kimberly Sue Mueller is a registered representative with Nylife Securities LLC in Denver, Colorado. Kimberly has been in the industry for several years and holds both Series 7TO and Series 66 securities licenses, along with the SIE exam. She is currently licensed to sell securities in Colorado. Kimberly previously worked at FIRST COMMAND BROKERAGE SERVICES, INC. in Colorado Springs, Colorado.

Firm Information

Kimberly Mueller is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Mueller’s Registration & Firm History

CO

08/06/2024 - Present

Nylife Securities LLC (DENVER CO)

CO

08/02/2022 - 10/17/2022

FIRST COMMAND BROKERAGE SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BOTH

Issued 09/19/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Sue Mueller.
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