Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kimberly? Claim Your ProfileKimberly Stolz is a financial professional with over 13 years of experience in the industry. Currently, Kimberly is a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to joining Merrill Lynch, Kimberly worked at BOFA SECURITIES, INC., MERRILL LYNCH PROFESSIONAL CLEARING CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BTIG, LLC. Kimberly holds the following licenses: Series 3, Series 7, Series 10, Series 24, Series 55, Series 57TO, Series 63 and Series 65. Kimberly is registered in Connecticut, Delaware, New Jersey and New York. Kimberly is a Board Member of the Lesbian, Gay, Bisexual & Transgender Community Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/20/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/10/2019 - 12/21/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
06/22/2018 - 09/09/2019
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
07/28/2014 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/19/2012 - 08/07/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/14/2010 - 08/10/2012
BTIG, LLC (NEW YORK NY)
IA
Issued 05/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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