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Kimberly Smith Hess

Icapital Markets LLC

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About Kimberly Smith Hess

Kimberly Hess is a financial advisor with Icapital Markets LLC in Greenwich, Connecticut. Kimberly has been in the financial services industry since 2016 and holds the Series 63, SIE, Series 79, and Series 7 licenses. Kimberly was previously employed with ICAPITAL SECURITIES, LLC in Greenwich and BLACKSTONE ADVISORY PARTNERS L.P. in New York. Kimberly has a strong understanding of the financial markets and is committed to providing her clients with the highest level of personalized service.

Firm Information

Kimberly Hess is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kimberly Hess’s Registration & Firm History

CT

11/30/2023 - Present

Icapital Markets LLC (Greenwich CT)

CT

07/28/2020 - 11/30/2023

ICAPITAL SECURITIES, LLC (Greenwich CT)

NY

06/02/2016 - 06/17/2020

BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/02/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kimberly Smith Hess.
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