Unclaimed
Kimberly Shaffer is a registered representative with Wells Fargo Securities, LLC in Philadelphia, Pennsylvania. Kimberly has a Series 79TO, Series 63 and SIE license. Kimberly is also registered with the state of Pennsylvania. Kimberly started working in the financial industry on October 10, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/10/2023 - Present
Wells Fargo Securities, LLC (Philadelphia PA)
BC
Issued 12/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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